The Putnam Pit, Inc.; Geoffrey Davidian, Plaintiffs-Appellants,
v. City of Cookeville, Tennessee; Jim Shipley,
Defendants-Appellees.
No. 98-6438
UNITED STATES COURT OF APPEALS FOR THE SIXTH CIRCUIT
2000 U.S. App. LEXIS 17305; 2000 FED App. 0235P (6th Cir.)
October 29, 1999, Argued
July 19, 2000, Decided
July 19, 2000, Filed
PRIOR HISTORY: [*1] Appeal from the United
States District Court for the Middle District of Tennessee at
Cookeville. No. 97-00108. Thomas A. Higgins, District
Judge.
DISPOSITION: AFFIRMED district court's grant of summary
judgment on Davidian's claim that his First
Amendment rights were violated by the city's failure to
provide him with electronic parking ticket records, and
REVERSED and REMANDED to the district court, for further
proceedings consistent with this opinion, on
Davidian's claim that his First Amendment rights were
violated by denial of a hyperlink to the city's Web site.
CASE SUMMARY
PROCEDURAL POSTURE: Plaintiff appealed from an order entered
in the United States District Court for
the Middle District of Tennessee at Cookeville which granted
summary judgment on claims that
defendants violated plaintiff's U.S. Const. amend. I rights
by not providing him with access to electronic
information, and by refusing to establish a hypertext
link from defendant city's Web site to plaintiff's
Web site.
OVERVIEW: Plaintiff published a small tabloid and Web
page. Plaintiff made extensive requests for public
information from defendant city. He sued defendants for
violations of his U.S. Const. amend. I, due
process and equal protection rights, and a variety of
state law claims. Plaintiff argued that the lower
court erred in granting summary judgment on his U.S. Const.
amend. I challenges, brought under 42
U.S.C.S. § 1983, to the denial of electronic access
to defendant city's parking ticket records and to
defendant city's refusal to establish a hypertext link
from it's Web site. The grant of summary judgment
was affirmed as to the U.S. Const. amend. I freedom of
the press claim, but reversed for a trial on the
hypertext link claim. Although defendant city's Web site
was a nonpublic forum under the U.S. Const.
amend. I, defendant's actions raised a material issue
of fact as to whether defendant had discriminated
against plaintiff and his Web site based on viewpoint.
OUTCOME: The order granting summary judgment was affirmed
as to the claim that plaintiff's
constitutional rights were violated by defendants' failure
to provide him with electronic parking ticket
records. However, the order was reversed and remanded
as to plaintiff's claim that his rights were
violated by denying him a hyperlink to defendant city's
Web site.
CORE TERMS: site, First Amendment, fora, designated, nonpublic,
public forum, viewpoint, summary judgment,
electronic, linked, speaker, opened, non-profit, hyperlink,
user, traditional public forum, parking ticket,
deposition, discourse, hypertext, ticket, access to information,
claim preclusion, strict scrutiny, nontraditional,
intentionally, advertising, preclusion, historic, space
CORE CONCEPTS - Hide Concepts
Civil Procedure : Summary Judgment or Summary
Adjudication : Summary Judgment Standard
Civil Procedure : Appeals : Standards of Review
: De Novo Review
The court of appeals reviews a district court's
grant of summary judgment de novo.
Civil Procedure : Summary Judgment or Summary Adjudication : Summary Judgment Standard
Summary judgment is proper if the pleadings,
depositions, answers to interrogatories, and admissions
on file, together with the affidavits, if
any, show that there is no genuine issue as to any material fact
and that the moving party is entitled to a
judgment as a matter of law. Fed. R. Civ. P. 56(c). The
court must examine all facts and inferences
in the light most favorable to the non-moving party.
Administrative Law : Governmental Information : Freedom of Information
The collection of information is an important
aspect of U.S. Const. amend. I freedoms. This ability to
collect information is not absolute, however.
Although the U.S. Const. amend. I protects information
gathering, it does not provide blanket access
to information within the government's control.
Administrative Law : Governmental Information : Freedom of Information
The U.S. Const. amend. I does not guarantee
the press a constitutional right of special access to
information not available to the public generally.
Although some circumstances may dictate
distinguishing journalists from the general
public, the difficulty of the court's determining who may be
considered "press" is obvious.
Administrative Law : Governmental Information : Freedom of Information
A party has no U.S. Const. amend. I right to
government information in a particular form, as long as
the information sought is made available as
required by the U.S. Const. amend. I.
Administrative Law : Governmental Information : Freedom of Information
The denial of access to records on one day
does not rise to the level of a constitutional violation.
Constitutional Law : Civil Rights Enforcement : Civil Rights Act of 1871
A practice must be so permanent and well settled
as to constitute a "custom or usage" with the force
of law for purposes of 42 U.S.C.S. §
1983 liability.
Constitutional Law : Fundamental Freedoms : Freedom of Speech : Public Forum
The court of appeals distinguishes three kinds
of fora: 1) traditional public forum; 2) designated public
forum; and 3) nonpublic forum.
Constitutional Law : Fundamental Freedoms :
Freedom of Speech : Public Forum
Constitutional Law : Fundamental Freedoms
: Time, Place & Manner Restrictions
Traditional public fora, such as streets, sidewalks,
and parks, are places which by long tradition or by
government fiat have been devoted to assembly
and debate. In these areas, the state regulation must
withstand strict scrutiny, i.e., show that
a content-based prohibition serves a compelling state
interest and is narrowly tailored. Content-neutral
time, place, and manner restrictions must be
narrowly tailored, serve a significant public
interest, and allow ample alternative avenues of
communication.
Constitutional Law : Fundamental Freedoms : Freedom of Speech : Public Forum
The Internet, a recent technological development,
clearly has not been time out of mind, used for
purposes of communicating thoughts between
citizens, and discussing public questions. Even if public
fora are not limited by their historic confines,
these places still must, by definition, be open for
expressive activity regardless of the government's
intent.
Constitutional Law : Fundamental Freedoms : Freedom of Speech : Public Forum
Open, public spaces and thoroughfares that
are suitable for discourse may be public forums, whatever
their historical pedigree and without concern
for a precise classification of the property. Without this
recognition the forum doctrine retains no
relevance in times of fast-changing technology and
increasing insularity.
Constitutional Law : Fundamental Freedoms : Freedom of Speech : Public Forum
Aspects of cyberspace may, in fact, fit into
the public forum category, although the Supreme Court
has also suggested that the category is limited
by tradition.
Constitutional Law : Fundamental Freedoms : Freedom of Speech : Public Forum
Two categories of fora are "designated public
fora" and "nonpublic fora." In a designated public forum,
the government intentionally opens a nontraditional
public forum for public discourse. In such fora, the
same standards apply as to traditional public
fora to at least some of the government's decisions; in
other words, government restrictions must
be narrowly tailored to serve a significant government
interest and must leave open ample alternative
channels of communication. On the other hand, these
strict standards may not be applicable to
those to whom the forum was not opened or to content that
is not within the scope of the forum. In nonpublic
fora, the government may impose restrictions if the
regulation is reasonable.
Constitutional Law : Fundamental Freedoms : Freedom of Speech : Public Forum
The court of appeals uses a two-step analysis
to determine whether the government intended a
location to be a designated public forum or,
instead, a nonpublic forum. First, the court looks to
whether the government has made the property
generally available to an entire class of speakers or
whether individual members of that class must
obtain permission in order to access the property.
Second, the court looks to whether the exclusion
of certain expressive conduct is properly designed to
limit the speech activity occurring in the
forum to that which is compatible with the forum's purpose.
Constitutional Law : Fundamental Freedoms : Freedom of Speech : Public Forum
When considering whether a government has intended
a location to be a designated public forum or a
nonpublic forum, the court scrutinizes whether
the government-imposed restriction on access to public
property is truly part of the process of limiting
a nonpublic forum to activities compatible with the
intended purpose of the property. Both the
government's stated purpose and the nature of the forum
are relevant to this determination.
Constitutional Law : Fundamental Freedoms : Freedom of Speech : Public Forum
In both designated public fora and nonpublic
fora, the government may not discriminate based upon
the viewpoint of the speaker.
Constitutional Law : Fundamental Freedoms : Freedom of Speech : Public Forum
The government violates the U.S. Const. amend.
I when it denies access to a speaker solely to
suppress the point of view he espouses on
an otherwise includible subject. When the government
targets not subject matter, but particular
views taken by speakers on a subject, the violation of the
U.S. Const. amend. I is all the more blatant.
Viewpoint discrimination is thus an egregious form of
content discrimination.
Constitutional Law : Fundamental Freedoms : Freedom of Speech : Public Forum
Although the avoidance of controversy is not
a valid ground for restricting speech in a public forum, a
nonpublic forum by definition is not dedicated
to general debate or the free exchange of ideas. The
U.S. Const. amend. I does not forbid a viewpoint-neutral
exclusion of speakers who would disrupt a
nonpublic forum and hinder its effectiveness
for its intended purpose.
Constitutional Law : Fundamental Freedoms : Freedom of Speech : Public Forum
While a city government may restrict the use
of a forum to those who participate in the forum's official
business, it may not do so based on viewpoint.
Constitutional Law : Fundamental Freedoms : Freedom of Speech : Public Forum
Nonpublic forum status does not mean that the
government can restrict speech in whatever way it
likes.
COUNSEL: ARGUED: Samuel J. Harris, HARRIS LAW FIRM, Cookeville,
Tennessee, for Appellants.
John C. Duffy, WATSON, HOLLOW & REEVES, Knoxville,
Tennessee, for Appellees.
ON BRIEF: Samuel J. Harris, HARRIS LAW FIRM, Cookeville,
Tennessee, for Appellants. John C. Duffy, WATSON,
HOLLOW & REEVES, Knoxville, Tennessee, for Appellees.
Jane E. Kirtley, UNIVERSITY OF MINNESOTA, Minneapolis,
Minnesota, for Amicus Curiae.
JUDGES: Before: JONES, BOGGS, and COLE, Circuit Judges.
OPINIONBY: R. GUY COLE, JR.
OPINION:
R. GUY COLE, JR., Circuit Judge. Plaintiff, Geoffrey Davidian,
appeals the district court's grant of summary
judgment on [*2] his claims that the City
of Cookeville, Tennessee, and its city manager, Jim Shipley,
violated his First Amendment rights by: 1) failing to
provide him copies of or access to electronic information
held by the city, and 2) refusing to establish a hypertext
link from the city's Web site to the Web site of his
publication, The Putnam Pit. For the following reasons,
we AFFIRM the grant of summary judgment with
regard to the records challenge, but REVERSE and REMAND
for a trial on the hypertext link claim.
I.
The Putnam Pit, a small, free tabloid and Web page published
and edited by Davidian, is a self-appointed eye
on government corruption for the City of Cookeville. Davidian,
who does not live in Tennessee, originally
became interested in Cookeville in 1995 because of an
unsolved murder that occurred in the area. Over the
past few years, Davidian, as editor of The Putnam Pit,
has made extensive requests for public information
from the city. For example, a city administrative employee
who handled many of Davidian's requests, estimated
that from May 1995 to August 1997, Davidian's requests
occupied 75 to 80 hours of city employee time.
Except [*3] for those which are the subject
of this suit, most of these requests, even some which
duplicated prior requests, were filled by the city.
Specifically, in July 1997, Davidian requested a copy of
the computer files of the outstanding parking tickets
issued by the city. The city did not provide these files
in electronic form, but gave them to Davidian in hard
copy. In October 1997, Davidian requested that the city
allow a hyperlink n1 from the city's Web site to The
Putnam Pit Web site, but the city denied that request
as well.
- - - - - - - - - - - - - - - - - -Footnotes- - - - -
- - - - - - - - - - - - -
n1 A hyperlink, or "link," connects one Web site to another,
so that a user can move directly from one Web
site to a second.
- - - - - - - - - - - - - - - - -End Footnotes- - - -
- - - - - - - - - - - - -
In September 1997, the city passed an ordinance regarding
public access to records, including a specification
that the city is not obliged to provide electronic copies
of information when it is not kept in that format in the
normal course of business.
In October 1997, Davidian filed suit in state court against
the City of Cookeville and City Manager [*4] Jim
Shipley, in his official capacity, for violations of his
First Amendment, due process and equal protection rights,
and a variety of state law claims. Later that month, the
city removed the suit to the United States District
Court for the Middle District of Tennessee. The defendants
then moved for summary judgment. On September
21, 1998, the district court granted summary judgment
on the federal claims and dismissed the state claims
without prejudice. Davidian filed a timely appeal. On
appeal, he argues that the district court erred in granting
summary judgment on his First Amendment challenges, brought
under 42 U.S.C. § 1983, to the denial of
electronic access to the city's parking ticket records
and to the city's refusal to establish a hypertext link
from the city's Web site. n2
- - - - - - - - - - - - - - - - - -Footnotes- - - - -
- - - - - - - - - - - - -
n2 Davidian filed a motion to consider newly discovered
evidence on February 10, 2000 and filed a supplement
to the motion on March 16, 2000. These motions are denied
by the court.
- - - - - - - - - - - - - - - - -End Footnotes- - - -
- - - - - - - - - - - - -
Unfortunately, [*5] the differences between
Davidian and the city are not limited to this suit. Davidian also
has another, similar, outstanding suit for alleged violations
of his First Amendment rights by the city. This
related suit ("Davidian II") was filed by Davidian against
Cookeville City Attorney T. Michael O'Mara, in his
individual and official capacity, and Shipley, in his
individual and official capacity. In Davidian II, filed under 42
U.S.C. § 1983 in the United States district court
in March 1997, Davidian alleged that his rights were violated
by limiting his access to city records based on his status
as an out-of-state (California) resident and
interfering with the distribution of The Putnam Pit in
city buildings. The suit was referred to a United States
magistrate judge, who recommended that the district court
grant the defendants' motion for summary
judgment. Although Davidian II was actually filed before
the instant case, the district court granted
defendants' summary judgment motion in Davidian II in
February 1999, after summary judgment had been
granted in this case. Davidian appealed again. On April
17, 2000, a panel of this court [*6] affirmed the
district court in that case.
II.
This court reviews a district court's grant of summary
judgment de novo. See Smith v. Thornburg, 136
F.3d 1070, 1074 (6th Cir. 1998). Summary judgment is proper
"if the pleadings, depositions, answers to
interrogatories, and admissions on file, together with
the affidavits, if any, show that there is no genuine issue
as to any material fact and that the moving party is entitled
to a judgment as a matter of law." Fed. R. Civ. P.
56(c). The court must examine all facts and inferences
in the light most favorable to the non-moving party.
See Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248,
91 L. Ed. 2d 202, 106 S. Ct. 2505 (1986).
III. n3
- - - - - - - - - - - - - - - - - -Footnotes- - - - -
- - - - - - - - - - - - -
n3 As an initial matter, we reject the city's argument
that this appeal is barred by the district court's summary
judgment in Davidian II because of issue or claim preclusion.
Issue preclusion applies "(1) when the issue
presently asserted was actually litigated in an earlier
trial, (2) when it was actually and necessarily determined
by a court of competent jurisdiction, and (3) when preclusion
in the second trial does not work an unfairness."
United States v. Berman, 884 F.2d 916, 922 (6th Cir. 1989).
Claim preclusion prohibits the "'parties or their
privies from relitigating issues that were or could have
been raised' in a prior action." Kane v. Magna Mixer
Co., 71 F.3d 555, 560 (6th Cir. 1995) (quoting Federated
Dep't Stores, Inc. v. Moitie, 452 U.S. 394, 398,
69 L. Ed. 2d 103, 101 S. Ct. 2424 (1981)). To find claim
preclusion, there must be: "(1) a final decision on the
merits by a court of competent jurisdiction; (2) a subsequent
action between the same parties or their privies;
(3) an issue in the subsequent action which was litigated
or which should have been litigated in the prior
action; and (4) an identity of the causes of action."
Id. Although the two suits are related, the factual
circumstances upon which they are based are distinct;
specifically, the events which form the basis of the
suit before this panel occurred after the filing of Davidian
II in March 1997. Accordingly, neither claim
preclusion nor issue preclusion bars this action.
- - - - - - - - - - - - - - - - -End Footnotes- - - -
- - - - - - - - - - - - - [*7]
Davidian alleges that the City of Cookeville violated his
First Amendment freedom of the press by denying him
access to city parking ticket records in electronic form.
The collection of information is an important aspect
of First Amendment freedoms. See Branzburg v.
Hayes, 408 U.S. 665, 728, 33 L. Ed. 2d 626, 92 S. Ct.
2646 (1972) (stating that "without freedom to
acquire information the right to publish would be impermissibly
compromised"). This ability to collect information
is not absolute, however. Although the First Amendment
protects information gathering, it does not provide
blanket access to information within the government's
control. See Houchins v. KQED, Inc., 438 U.S. 1, 8,
57 L. Ed. 2d 553, 98 S. Ct. 2588 (1978).
First,"the First Amendment does not guarantee the press
a constitutional right of special access to
information not available to the public generally." Branzburg,
408 U.S. at 684. Although some circumstances
may dictate distinguishing journalists from the general
public, the difficulty of this court's determining who may
be considered "press" is obvious. See Branzburg, 408 U.S.
at 704; [*8] see also Smith v. Plati, 56 F.
Supp. 2d 1195, 1203 (D. Colo. 1999) (rejecting claim of
a publisher of an Internet Web site on University of
Colorado athletics who alleged, among other things, that
he had been denied press privileges by a university
media liaison). In this case, Davidian, by publishing
The Putnam Pit, is akin to a twenty-first century "lonely
pamphleteer," Branzburg, 408 U.S. at 704, whose access
to information must be equal to that granted to
members of the public. There is no indication in the record
that access to parking ticket records in electronic
form had ever been allowed by the city. Davidian has no
greater right to this information than the general
public; accordingly, the city does not have an affirmative
duty to provide this information to him. See Pell v.
Procunier, 417 U.S. 817, 834-35, 41 L. Ed. 2d 495, 94
S. Ct. 2800 (1974).
Davidian admits that he had access to the parking tickets
in hard copy, although he complains of being
denied the information in electronic form and being harassed
by city officials, and on one occasion, arriving at
city offices and being told that no one could help
[*9] him that day. n4 Davidian wrote a story for The
Putnam Pit based on the parking tickets he reviewed. Davidian,
however, asserts that, given the changing
nature of the information he sought, electronic access
was necessary.
- - - - - - - - - - - - - - - - - -Footnotes- - - - -
- - - - - - - - - - - - -
n4 Davidian alleges that, on another occasion for a different
request, he was given the same response.
- - - - - - - - - - - - - - - - -End Footnotes- - - -
- - - - - - - - - - - - -
Davidian has no First Amendment right to government
information in a particular form, as long as the
information sought is made available as required by the
First Amendment. See United States v. McDougal,
103 F.3d 651, 659 (8th Cir. 1996) (denying the press and
public access to videotapes of President Clinton's
deposition, where access to the information contained
on these tapes was readily available). This holds
regardless of whether Davidian is considered a member
of the press or not. Cf. Nixon v. Warner
Communications, Inc., 435 U.S. 589, 55 L. Ed. 2d 570,
98 S. Ct. 1306 (1978) (finding that the press had
no First Amendment right to [*10] copies of
White House tapes, when it unquestionably had access to the
contents of the tapes and when the public at large was
not given physical access to copies).
Davidian also alleges harm because of the expense and inconvenience
of the one time he traveled to
Tennessee from his home in California to view the ticket
records but no one was available to help him. On this
occasion, Davidian sent an e-mail to Shipley notifying
him of Davidian's intent to visit Cookeville to obtain
public records later that week. The next day, Shipley
replied that the city employee who could provide those
records would not be available on that date, so Davidian
should come on a different day. When Davidian
arrived, he was told that he could not be helped that
day. The denial of access to records on one day does
not rise to the level of a constitutional violation. See
Monell v. Department of Social Servs., 436 U.S. 658,
691, 56 L. Ed. 2d 611, 98 S. Ct. 2018(1978) (requiring
that a practice "be so permanent and well settled
as to constitute a 'custom or usage' with the force of
law" for purposes of § 1983 liability). Accordingly, we
reject Davidian's argument.
In sum, we AFFIRM the [*11] district court's
grant of summary judgment on Davidian's First Amendment
freedom of the press claim.
IV.
Davidian also alleges that the City of Cookeville violated
his First Amendment rights when it refused to
establish a hyperlink from the city's Web site to The
Putnam Pit Web site.
At the time Davidian requested the link, several for-profit
and non-profit entities were linked to the city's Web
site, including a local technical college, two Internet
service providers, a law firm, a local computer club, a
truck product manufacturer and distributor, and a site
with information about Cookeville. Cookeville had no
stated policy on who could be linked to the city's Web
page prior to Davidian's request. Instead, the decision
to link was controlled by computer operations manager
Steve Corder, who added links as they were requested.
Shipley stated that he did not know what a link was, or
that for-profit businesses were linked to the city's
Web page.
When Davidian asked for a link to be established to The
Putnam Pit, Corder notified Shipley of the request
because, as Corder stated in his deposition, "Mr. Davidian
and the Putnam Pit are a very controversial topic
[*12] and I did not feel it would be in my
own personal best interest to make the decision to or not to link
the Putnam Pit to our Web site."
After learning of Davidian's request, Shipley decided to
limit links from the city's Web page to non-profit
organizations only. He stated at one point, however, that
even if The Putnam Pit were a non-profit
organization, he would not have allowed the link. Shipley
then determined that the city only would allow links
from the Cookeville Web site to other sites which would
promote the economic welfare, tourism, and industry
of the city. Pursuant to this policy, he denied a link
to The Putnam Pit and had several links to other Web
sites removed from the city's page. Davidian alleges that
this denial violated his First Amendment right
because the city has established a designated public forum
by allowing links to its site and that, even if the
city has not designated such a forum, he was unconstitutionally
discriminated against by the city based on his
viewpoint.
The public forum analysis, which has traditionally applied
to tangible property owned by the government, is an
appropriate means to analyze Davidian's claim. See Rosenberger
v. Rector and Visitors of the Univ. of Va.,
515 U.S. 819, 830, 132 L. Ed. 2d 700, 115 S. Ct. 2510
(1995) [*13] (noting that the same principles
apply to government fora which are "metaphysical," as
opposed to "spatial or geographic"); United States v.
Kokinda, 497 U.S. 720, 727, 111 L. Ed. 2d 571, 110 S.
Ct. 3115 (1990) ("The mere physical characteristics of
the property cannot dictate forum analysis."); see also
Cornelius v. NAACP Legal Defense & Educ. Fund,
Inc., 473 U.S. 788, 800, 87 L. Ed. 2d 567, 105 S. Ct.
3439 (1985) (stating that the Court established the
forum analysis "as a means of determining when the Government's
interest in limiting the use of its property to
its intended purpose outweighs the interest of those wishing
to use the property for other purposes").
Therefore, we must first identify the forum in question
here. Davidian has not been denied access to the
Internet - The Putnam Pit operates a Web site without
interference from the City of Cookeville. See
Cornelius, 473 U.S. at 801 (looking to the access sought
to determine the appropriate forum). Nor is
Cookeville attempting to forbid a hypertext link from
The Putnam Pit to the city's Web site, which would
facilitate a reader's movement from [*14]
The Putnam Pit's Web page to the city's Web page. Instead,
Cookeville has denied Davidian a link (direct access)
from the city's Web site to The Putnam Pit's Web pag.
This Court distinguishes three kinds of fora: 1)
traditional public forum; 2) designated public forum; and 3)
nonpublic forum. See Perry Educ. Ass'n v. Perry Local
Educators' Ass'n, 460 U.S. 37, 45, 74 L. Ed. 2d
794, 103 S. Ct. 948 (1983); United Food & Commercial
Workers Union, Local 1099 v. Southwest Ohio
Reg'l Transit Auth., 163 F.3d 341, 350 (6th Cir. 1998).
n5
- - - - - - - - - - - - - - - - - -Footnotes- - - - -
- - - - - - - - - - - - -
n5 These are the three categories of fora presently recognized
in this circuit. We note, however, that there
has been some uncertainty among the circuits as to whether
there are one or two categories of fora other
than "public" and "nonpublic," and what protection is
due to these categories. Some courts have analyzed
separate categories of "designated" and "limited" public
fora, while others have found only one other category.
See, e.g., The Good News Club v. Milford Centr. Sch.,
202 F.3d 502, 508-09 (2d Cir. 2000) (drawing no
distinction between designated and limited public fora,
and stating that restrictions on these limited public fora
must be "reasonable and viewpoint neutral"); Whiteland
Woods, L.P. v. Township of W. Whiteland, 193
F.3d 177, 182 n.2 (3d Cir. 1999) (stating that the designated
forum is a nontraditional forum opened for "public
discourse," but that the Court has also "discussed 'limited'
public fora, which are designated for expression, but
only on limited topics," and choosing to treat both categories
under the stricter standards for designated
public fora); Warren v. Fairfax County, 196 F.3d 186,
193-94 (4th Cir. 1999) (en banc) (treating designated
and limited public fora as the same category, and setting
up two standards for this forum - an "internal"
standard, which gives strict scrutiny protection for the
class of speakers to whom the forum was opened and
an "external" standard, which "places restrictions on
the government's ability to designate the class for whose
especial benefit the forum has been opened"); DiLoreto
v. Downey Unified Sch. Dist. Bd. of Educ., 196 F.3d
958, 964-65 (9th Cir. 1999) (distinguishing between a
designated public forum, which is a nontraditional forum
intentionally opened for public discourse that receives
the same First Amendment protection as a traditional
public forum, and a limited public forum, which is "a
type of nonpublic forum that the government intentionally
has opened to certain groups or to certain topics," but
noting that the contours of these fora have not been
clearly defined by the Court).
- - - - - - - - - - - - - - - - -End Footnotes- - - -
- - - - - - - - - - - - - [*15]
A.
Traditional public fora, such as streets, sidewalks,
and parks, are "places which by long tradition or by
government fiat have been devoted to assembly and debate."
Perry, 460 U.S. at 45. In these areas, the
state regulation must withstand strict scrutiny, i.e.,
show that a content-based prohibition serves a
compelling state interest and is narrowly tailored. See
id. Content-neutral time, place, and manner restrictions
must be narrowly tailored, serve a significant public
interest, and allow ample alternative avenues of
communication. See id.
The Internet, a recent technological development,
clearly has not been "time out of mind, . . . used for
purposes of . . . communicating thoughts between citizens,
and discussing public questions." Hague v.
Committee for Indus. Org., 307 U.S. 496, 515, 59 S. Ct.
954, 83 L. Ed. 1423 (1939). Even if public fora are
not limited by their historic confines, these places still
must, by definition, be "open for expressive activity
regardless of the government's intent." Arkansas Educ.
Television Comm'n v. Forbes, 523 U.S. 666, 678,
140 L. Ed. 2d 875, 118 S. Ct. 1633 (1998); see also Cornelius,
473 U.S. at 800 [*16] (looking to those
places which have among their purpose the "free exchange
of ideas"); International Soc'y for Krishna
Consciousness, Inc. v. Lee, 505 U.S. 672, 697-98, 120
L. Ed. 2d 541, 112 S. Ct. 2701 (1992) (Kennedy, J.,
concurring) ("Open, public spaces and thoroughfares that
are suitable for discourse may be public forums,
whatever their historical pedigree and without concern
for a precise classification of the property. . . . Without
this recognition our forum doctrine retains no relevance
in times of fast-changing technology and increasing
insularity.") Aspects of cyberspace may, in fact, fit
into the public forum category, although the Supreme
Court has also suggested that the category is limited
by tradition. Compare Forbes, 523 U.S. at 679
("rejecting the view that traditional public forum status
extends beyond its historic confines") with Reno v.
ACLU, 521 U.S. 844, 851-53, 138 L. Ed. 2d 874, 117 S.
Ct. 2329 (1997) (recognizing the communicative
potential of the Internet, specifically the World Wide
Web). The municipal Web site and the hyperlink to that
site sought by Davidian, however, do not allow for open
communication [*17] or the free exchange of ideas
between members of the public. Therefore, as Davidian
concedes, the forum in question is not a traditional
public forum.
B.
The other two categories of fora are "designated
public fora" and "nonpublic fora." In a designated public
forum, the government "intentionally opens a nontraditional
public forum for public discourse." Cornelius, 473
U.S. at 802; see also Forbes, 523 U.S. at 679. In such
fora, the same standards apply as to traditional
public fora to at least some of the government's decisions;
in other words, government restrictions must be
narrowly tailored to serve a significant government interest
and must leave open ample alternative channels of
communication. See Pouillon v. City of Owosso, 206 F.3d
711, 715 (6th Cir. 2000) (citing Perry, 460 U.S.
at 44-46). On the other hand, these strict standards may
not be applicable to those to whom the forum was
not opened or to content that is not within the scope
of the forum. See id. (stating that strict scrutiny
applies during the time the forum is open); see also Denver
Area Educ. Telecomms. Consortium, Inc. v.
Federal Communications Comm'n, 518 U.S. 727, 750, 135
L. Ed. 2d 888, 116 S. Ct. 2374 (1996) [*18]
("Our cases have not yet determined, however, that government's
decision to dedicate a public forum to one
type of content or another is necessarily subject to the
highest level of scrutiny.") In nonpublic fora, the
government may impose restrictions if the regulation is
reasonable. See Perry, 460 U.S. at 46.
B. 1.
We use a two-step analysis to determine whether the
government intended a location to be a designated
public forum or, instead, a nonpublic forum.
First, we look to whether
the government has made the property generally available to an entire
class of speakers or whether
individual members of that class must obtain permission in order to
access the property. Second,
we look to whether the exclusion of certain expressive conduct is
properly designed to limit
the speech activity occurring in the forum to that which is compatible
with the forum's purpose.
UFCW, 163 F.3d at 352.
Cookeville, regardless of the access policy in place, has
continually established links from the city's Web site
to other Web sites on an individualized basis. Its initial
process, in which users requested a link from Corder,
clearly [*19] did not open up access to any
specified group of users. Under the proposed "non-profit only"
standard, or the final standard adopted, the city continued
to review, on a case-by-case basis, whether or
not the proposed linked site met the standard. For example,
pursuant to the implementation of its final policy,
the city took away several existing links to sites because
the sites were incompatible with the policy.
Cookeville has not provided open access to links to the
city's site, whereby anyone could set up their own link
from the city's site to an outside Web site without going
through the city on a one-by-one basis.
Second, we scrutinize "whether the government-imposed restriction
on access to public property is truly part
of 'the process of limiting a nonpublic forum to activities
compatible with the intended purpose of the
property.'" UFCW, 163 F.3d at 351-52 (quoting Perry, 460
U.S. at 49). Both the city's stated purpose and
the nature of the forum are relevant to this determination.
See Perry, 460 U.S. at 47 (examining government
policy and the uses of the forum); Cornelius, 473 U.S.
at 804-805 [*20] (examining the government's
policy, historic use, and nature of the forum); ISKCON
v. Lee, 505 U.S. at 695 (Kennedy, J., concurring)
(stating that "the inquiry must be an objective one, based
on the actual, physical characteristics and uses of
the property"). Shipley stated in an affidavit that the
purpose of the city's Web site was "to publish,
electronically, information to Internet users about the
benefits and opportunities afforded within the
community to its citizens and visitors" which included
"messages from city officials; council meeting agendas, .
. . job opportunities in city government; information
about building permits; property taxes and the like."
Shipley stated that he did not understand the link process,
and initially delegated anything concerning the
Web site to Corder. As noted above, the structure of the
forum, as established by Cookeville, does not allow
free and open dialogue between users; it primarily serves
to convey information to the reader. This structure
is consistent with the city's stated goals for the Web
site, and is a further indication that the forum in
question should not be considered a designated public
forum. Cf. UFCW, 163 F.3d at 353-55 [*21] (holding
that the government had created a public forum in advertising
space on its transit system, where the inclusion
of advertisements like the one challenged was not incompatible
with the forum's purpose, and that advertising
of a similar nature had previously been accepted on the
system). "Were we to hold to the contrary, display
cases in public hospitals, libraries, office buildings,
military compounds, and other public facilities immediately
would become Hyde Parks open to every would-be pamphleteer
and politician. This the Constitution does not
require." Lehman v. City of Shaker Heights, 418 U.S. 298,
304, 41 L. Ed. 2d 770, 94 S. Ct. 2714 (1974)
(finding that the advertising space on city transit vehicles
was not a forum, because the restrictions were
aligned with the purpose of the asserted forum, and upholding
a ban on political advertisements). Therefore,
we conclude that the city's Web site, which established
links to other Web sites, is a nonpublic forum under
the First Amendment.
B. 2.
In both designated public fora and nonpublic fora,
the government may not discriminate based upon the
viewpoint of the speaker. See, e.g., Cornelius, 473 U.S.
at 806 [*22] (nonpublic forum case). "The
government violates the First Amendment when it denies
access to a speaker solely to suppress the point of
view he espouses on an otherwise includible subject."
Id.; cf. Board of Regents of the Univ. of Wisc. Sys. v.
Southworth, 146 L. Ed. 2d 193, 120 S. Ct. 1346 (2000)
(requiring viewpoint neutrality in a student program
to facilitate extracurricular speech and activities).
"When the government targets not subject matter, but
particular views taken by speakers on a subject, the violation
of the First Amendment is all the more blatant.
Viewpoint discrimination is thus an egregious form of
content discrimination." Rosenberger, 515 U.S. at 829
(internal citations omitted).
In regulating a nonpublic forum, the city of Cookeville's
policy, in addition to being reasonable in light of the
city's interest, must also be viewpoint neutral.
Although the avoidance of
controversy is not a valid ground for restricting speech in a public
forum, a nonpublic forum
by definition is not dedicated to general debate or the free exchange of
ideas. The First Amendment
does not forbid a viewpoint-neutral exclusion [*23] of speakers
who
would disrupt a nonpublic
forum and hinder its effectiveness for its intended purpose.
Cornelius, 473 U.S. at 811. Therefore, while the city
may "restrict use to those who participate in the
forum's official business," Perry, 460 U.S. at 53, it
may not do so based on viewpoint. In other words,
Davidian has no entitlement to a link to the city's Web
site, however, he may not be denied one solely based
on the controversial views he espouses, without regard
for the forum's purpose and structure. This
requirement that the city act without regard to viewpoint
leads us to hold that Davidian has raised an issue of
material fact as to whether the city's actions violated
his First Amendment rights because they were based on
impermissible viewpoint discrimination.
The city's establishment of a policy to limit the pool
of persons who might be linked to the city's Web page is
reasonable. The city has legitimate interests in keeping
links that are consistent with the purpose of the site -
providing information about city services, attractions,
and officials. Further, the city argues that it had an
interest in allowing a relatively [*24] limited
number of links to its site, so as to avoid a cacophony of
speakers which might drown out the city's information
or cause the city to eliminate its site altogether. See
Forbes, 523 U.S. at 681 (noting that the government might
choose to close a forum rather than be
subjected to uncontrolled access or First Amendment liability).
The Web is not constrained by the same
"logistical," spatial limitations faced by the public
broadcasters in Forbes. See id. Thus, this objection is more
appropriately seen as a variation of the city's legitimate
interest in establishing parameters of the site that are
grounded in the site's purpose. The lack of established
city policy in this area of developing technology is not
fatal to the city's attempt to structure its Web site.
In addition, Davidian has numerous alternative means of
communicating his information; The Putnam Pit Web site
has operated throughout this litigation, and although
it is not linked to Cookeville's site, it can be accessed
through a variety of other means.
Nevertheless, the requirement that Web sites eligible to
be linked to the city's site promote the city's tourism,
industry, [*25] and economic welfare gives
broad discretion to city officials, raising the possibility of
discriminatory application of the policy based on viewpoint.
Cf. City of Lakewood v. Plain Dealer Publ'g Co.,
486 U.S. 750, 758, 100 L. Ed. 2d 771, 108 S. Ct. 2138
(1988) (discussing, in the context of whether or not
to permit a facial challenge to a government policy, the
danger of viewpoint discrimination under policies that
provide few standards). In fact, the city's implementation
of these policies suggests viewpoint discrimination.
See UFCW, 163 F.3d at 357 (examining the city's application
of its policy). Although Corder had not refused
a link to others who had requested one, when Corder was
asked by Davidian to establish a link, Corder
reported the request to Jim Shipley. Corder considered
Davidian controversial "because of the content of his
Web site and the manner in which he behaves when he comes
to City Hall." Likewise, Shipley stated in his
deposition that he thought The Putnam Pit consisted only
of Davidian's opinions, which he "didn't care for"
and that the paper distorted the truth. In response, Shipley
suggested that the city limit links [*26] to its
Web site to non-profit Web sites. When Davidian asked
whether he would be allowed a link if he were a
non-profit, Shipley indicated that he would not. The city
then developed its current standard, requiring linked
sites to promote the economic welfare, industry, or tourism
of the city. The implementation of this new policy,
which was at least stimulated by Davidian's request, was
then used to deny Davidian's Putnam Pit site a link
to the city's Web page. Cf. ISKCON, 505 U.S. at 687 (stating
that nonpublic forum status "does not mean
that the government can restrict speech in whatever way
it likes"). The city's actions, some of which appear
to be tied to the city's interests, and others which appear
less clearly relevant to the purpose of the city's
Web site, lead us to REVERSE the district court's grant
of summary judgment because Davidian has raised a
material issue of fact regarding whether the city discriminated
against him and his Web site based upon
viewpoint.
V.
For the foregoing reasons, we AFFIRM the district court's
grant of summary judgment on Davidian's claim that
his First Amendment rights were violated by the city's
[*27] failure to provide him with electronic parking
ticket records, and REVERSE and REMAND to the district
court, for further proceedings consistent with this
opinion, on Davidian's claim that his First Amendment
rights were violated by denial of a hyperlink to the city's
Web site.